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Value-Conflict Diagnostics Reveal Widespread Alignment Faking in Language Models

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Abstract0 passages
1 Introduction0 passages
2 Background and Related Works3 passages
3 Elements for Scenario Design0 passages
4 Vlaf - Value-Laden Probing For Alignment Faking Diagnosis3 passages
5 Alignment Faking Diagnosis with Vlaf7 passages
6 Mitigating Alignment Faking with Inference-Time Intervention5 passages
7 Additional Discussions4 passages
8 Conclusion0 passages
References0 passages
A Domain Coverage of Vlaf Scenarios0 passages
B Vlaf Prompts0 passages
B.1 Neutral Prompt0 passages
B.2 Scenario Generation Prompt0 passages
B.3 Structure of Scenario Prompt0 passages
B.4 Background Information0 passages
B.5 Background Information for Different Instrumental Goals0 passages
B.6 Compliance Assessment0 passages
B.7 Background Information for Imperfect Oversight0 passages
B.8 Alignment Faking Mitigation via Prompting0 passages
C Additional Vlaf analysis1 passage
C.2 Characterizing Model Reasoning Under Alignment Faking Scenarios2 passages
C.5 Impact of Removing Access to Scratchpad Thinking0 passages
C.6 Impact of Using Different Nomenclature for User Tiers0 passages
C.7 Impact of Different Instrumental goals0 passages
C.7.1 Model-Wise Assessment0 passages
C.7.2 Relation Between Separability of Representations and Compliance Gap0 passages
C.7.3 Intermediate Representation for Additional Models under Different Monitoring Representations0 passages
D Additional Details of Representation Engineering0 passages
D.1 Background Information Synthesis Prompt For Sorry-Bench0 passages
D.2 Background information synthesis prompt for WMDP0 passages
D.3 Generalization of Representation Engineering to Related Oversight-Dependent Behaviors0 passages
D.3.1 Evaluation Faking0 passages
D.3.2 Out-of-context Alignment Faking0 passages
D.3.3 Effectiveness of Representation Engineering for these Behaviors0 passages
D.4 Additional Analyses for Representation Engineering Guided Intervention0 passages
D.4.1 Oversight-Induced Representation Shifts Are (Nearly) Distribution-Independent0 passages
D.4.2 Additional Hyperparameter Analysis0 passages
License: CC BY-SA 4.01 passage
Value-Conflict Diagnostics Reveal Widespread Alignment Faking in Language Models0 passages
Inderjeet Nair0 passages
Jie Ruan & Lu Wang0 passages
Affiliation: Computer Science and Engineering0 passages
Affiliation: University of Michigan0 passages
Affiliation: Ann Arbor, MI 48109, USA0 passages
Email: {inair,jieruan,wangluxy}@umich.edu0 passages
Abstract1 passage
1 Introduction15 passages
2 Background and Related Works10 passages
3 Elements for Scenario Design2 passages
4 Vlaf - Value-Laden Probing For Alignment Faking Diagnosis13 passages
5 Alignment Faking Diagnosis with Vlaf33 passages
Instrumental Goal0 passages
ID0 passages
Consequence1 passage
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VP-42 passages
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We evaluate the olmo2 , qwen2.5 , and qwen3 model families. Each consequence variant is identified by an abbreviation of its instrumental goal followed by a numeric index — for instance, VP-1 denotes the first consequence variant threatening Value Preservation . We additionally include a no-consequence condition to assess whether the presence of a concrete consequence is a necessary precondition for strategic compliance. As shown in Figure 3 , compliance gaps are near zero in the no-consequence condition, confirming that behavioral divergence across oversight conditions arises from strategic reasoning about consequences rather than mere sensitivity to different oversight framings. Furthermore, while substantial compliance gaps persist across all instrumental goals, Value Preservation and Resource Acquisition consequences consistently elicit the highest rates, suggesting that threats to internalized values and computational resources are the most potent drivers of strategic compliance.

6 Mitigating Alignment Faking with Inference-Time Intervention86 passages
7 Additional Discussions9 passages
8 Conclusion1 passage
Acknowledgments1 passage
References308 references
Appendix A Domain Coverage of Vlaf Scenarios2 passages
Appendix B Vlaf Prompts0 passages
In this section, we provide all the prompts associated with Vlaf0 passages
B.1 Neutral Prompt1 passage
B.2 Scenario Generation Prompt12 passages
B.3 Structure of Scenario Prompt1 passage
B.4 Background Information32 passages
B.5 Background Information for Different Instrumental Goals41 passages
B.6 Compliance Assessment2 passages
B.7 Background Information for Imperfect Oversight1 passage
B.8 Alignment Faking Mitigation via Prompting1 passage
Appendix C Additional Vlaf analysis23 passages
C.2 Characterizing Model Reasoning Under Alignment Faking Scenarios73 passages
C.5 Impact of Removing Access to Scratchpad Thinking23 passages
C.6 Impact of Using Different Nomenclature for User Tiers32 passages
C.7 Impact of Different Instrumental goals13 passages
C.7.1 Model-Wise Assessment4 passages
C.7.2 Relation Between Separability of Representations and Compliance Gap11 passages
C.7.3 Intermediate Representation for Additional Models under Different Monitoring Representations11 passages
Appendix D Additional Details of Representation Engineering0 passages
D.1 Background Information Synthesis Prompt For Sorry-Bench2 passages
D.2 Background information synthesis prompt for WMDP2 passages
D.3 Generalization of Representation Engineering to Related Oversight-Dependent Behaviors5 passages
D.3.1 Evaluation Faking18 passages
D.3.2 Out-of-context Alignment Faking20 passages
D.3.3 Effectiveness of Representation Engineering for these Behaviors19 passages
D.4 Additional Analyses for Representation Engineering Guided Intervention0 passages
D.4.1 Oversight-Induced Representation Shifts Are (Nearly) Distribution-Independent14 passages
D.4.2 Additional Hyperparameter Analysis8 passages
Instructions for reporting errors7 passages

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