PRISM: Stress-Testing Alignment-Faking Claims
Mehta, AmanarXiv.orgPublished Jul 15, 2026Original︎ ↗Archived copy
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- Compliance gaps observed across language models in alignment-faking experiments generally arise from preference preservation rather than role-play or other motives.
Supports. A single-author preprint with pre-registered decision rules. Its factorial bears the conclusion for the four open-weight models tested: the training contrast is near zero in each, and instruction wording alone reproduces the gap in three. The queries are borderline requests labelled safe, not the harmful requests of the original experiments, and one model judges all answers. Nov 10, 2026
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Abstract: We judge whether AI systems are safe largely by watching how they behave. Alignment faking would break this: a model that behaves well only when it believes it is watched, or that complies now to avoid being changed by training, can pass every behavioral test. Such behavior has been reported in a frontier model, and open-weight models that comply more under a monitoring prompt are now read as showing it, with hidden-state probes proposed as detectors. We test both inferences, and neither holds. Of 18 model configurations, 11 comply more when told they are monitored. Yet a prompt factorial on four models shows that the training threat has no detectable effect: removing it changes compliance by -3.3 to +1.6 points. The prompt's wording and framing drive the gap instead. Probes fare no better. They separate monitored from unmonitored compliant answers (AUROC 0.96-0.99), but they separate refusals just as well: they read the prompt, not the faking. A steering direction learned only from refusals moves behavior as much as the "faking" direction. We release PRISM, five checks and a toolkit that catch each of these failures before they become claims.
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In our setup, monitored compliance in open models is prompted compliance. The prompt’s wording and framing drive it, not its training consequence.
Supports. A single-author preprint with pre-registered decision rules. Its factorial bears the conclusion for the four open-weight models tested: the training contrast is near zero in each, and instruction wording alone reproduces the gap in three. The queries are borderline requests labelled safe, not the harmful requests of the original experiments, and one model judges all answers.
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- Mehta, Aman
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- Jul 15, 2026
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- https://arxiv.org/abs/2607.13346
- Archived copy
- https://web.archive.org/web/20261015223325/https://arxiv.org/abs/2607.13346
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- 4,603 characters, retrieved Nov 11, 2026 · 46 sections, 54 passages
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- Facts checked
- Nov 11, 2026
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